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Committee on Capital Markets Regulation
Results: 83

#	Item
31	U.S.-EU FINANCIAL MARKETS DIALOGUE Testimony of Paul F. Oldshue, Executive Vice President & Manager International Banking Group, U.S. Bancorp on behalf of the Bankers’ Association for Finance and Trade Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Business Economics International finance institutions Economy of the Republic of Ireland Basel II International Financial Reporting Standards Basel Committee on Banking Supervision Capital requirement Basel I Financial regulation Finance Bank regulation
32	Testimony of Ben A. Plotkin Chairman and CEO Ryan Beck & Co. before the Committee on Financial Services Subcommittee on Capital Markets, Insurance and Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Financial system U.S. Securities and Exchange Commission Securities Exchange Act Financial economics Registered representative Financial Industry Regulatory Authority Canadian securities regulation United States securities law Financial regulation Self-regulatory organization
33	Microsoft Word - 2837354_1.DOCX Add to Reading List Source URL: sblog.s3.amazonaws.com Language: English - Date: 2014-01-09 11:19:46 Financial regulation Finance Corporate crime U.S. Securities and Exchange Commission Committee on Capital Markets Regulation Capital market Amicus curiae Federal Reserve System Financial markets Financial economics Financial system
34	TESTIMONY OF MARC E. LACKRITZ PRESIDENT, SECURITIES INDUSTRY ASSOCIATION BEFORE THE COMMITTEE ON FINANCIAL SERVICES SUBCOMMITTEE ON CAPITAL MARKETS, INSURANCE AND Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 United States Securities and Exchange Commission Finance Financial regulation Self-regulatory organization Financial services Securities Exchange Act U.S. Securities and Exchange Commission Registered representative Regulation NMS United States securities law Financial economics Financial system
35	U.S. House of Representatives Committee on Financial Services Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises Hearing on “The Role of Attorneys in Corporate Governance” 10 a.m., Wednes Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Auditing Corporate governance Business U.S. Securities and Exchange Commission Financial regulation Sarbanes–Oxley Act Lawyer Securities regulation in the United States Securities Act United States securities law Law United States corporate law
36	TESTIMONY OF MR. KIM BANG PRESIDENT AND CHIEF EXECUTIVE OFFICER BLOOMBERG TRADEBOOK LLC BEFORE THE SUBCOMMITTEE ON CAPITAL MARKETS, INSURANCE AND GOVERNMENT SPONSORED ENTERPRISES HOUSE COMMITTEE ON FINANCIAL SERVICES Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Investment Business Electronic communication network Regulation NMS NYSE Arca New York Stock Exchange Order Market maker Market data Stock market Financial markets Financial economics
37	Prepared, not delivered Opening Statement Chairman Michael G. Oxley Committee on Financial Services Subcommittee on Capital Markets, Insurance Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Finance Financial regulation Self-regulatory organizations Financial services Financial markets U.S. Securities and Exchange Commission NASDAQ Broker-dealer Financial Industry Regulatory Authority Financial economics United States securities law Financial system
38	Contemporary Architecture In Milan, Italy Add to Reading List Source URL: www.c-ebs.org. Language: English - Date: 2014-06-03 10:05:34 Financial economics Bank regulation Financial risk European Banking Authority European Insurance and Occupational Pensions Authority Capital Requirements Directive European Securities and Markets Authority Basel III Basel Committee on Banking Supervision Financial regulation European Union Systemic risk
39	Testimony of the National Association of Insurance Commissioners Before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises Committee on Financial Services Add to Reading List Source URL: www.dfs.ny.gov Language: English - Date: 2008-04-15 09:07:24 Investment Finance Institutional investors National Association of Insurance Commissioners Insurance Insurance law Optional federal charter Financial regulation Statutory accounting principles Insurance in the United States Financial institutions Financial economics
40	FY 2014 MSRB Board of Director Applicants for the Class of 2017 Charles Adams Jones Hall, A Professional Law Corporation Vivian Altman Janney Montgomery Scott Steve Apfelbacher Add to Reading List Source URL: www.msrb.org Language: English - Date: 2014-07-29 13:45:03 Venable LLP Financial markets Committee on Capital Markets Regulation

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